暫停營業公告 Notice of Business Suspension

致 英明客戶：

Dear Client of Phoenix,

英明證券有限公司

Phoenix Capital Securities Limited

暫 停 營 業 公 告

Notice of Business Suspension

英明證券有限公司（「英明」）謹此通知各位客戶：英明將於今年4月1日(星期五)暫停所有投資服務。

Phoenix Capital Securities Limited (“Phoenix”) formally informs our clients that Phoenix will terminate all investment services on 1 April (Friday) this year.

由於2019冠狀病毒病（COVID-19）變異品種Omicron 肆虐全球，其傳播力之強，對英明的營運出現空前嚴峻，所以英明董事局在情況繼續變壞之前作出暫停營業的決定。

Owing to the raging of Omicron variant of COVID-19 through the world, the highly contagious disease has bought about unprecedented severity of Phoenix operations. Therefore, the Board of Directors (“the Board”) of Phoenix has decided to suspend business before things get worse.

服務安排重要日子如下：

Important dates for the service arrangements as below:

期間 Period	​交易安排 Trading Arrangement
​3月22日 下午4時前 Before 4:00 pm, 22 March	客戶須清繳所有欠款 Client is required to repay the outstanding debit balance
​3月23日–31日 23 – 31 March	證券只可沽出 仍有欠款的客戶將被強制沽出證券還款 Securities selling only Force sale of securities for debit balance clients
4月1日起 Starting from 1 April	証券交易停止 Ceased Securities trading

客戶的股票存倉:

Client stock portfolios:

由3月9日起，客戶須盡快電郵至csphoenix@phoenixcap.com 並聯絡閣下經紀以交收指示（SI）或投資者戶口交收指示（ISI）轉倉，英明將豁免英明的提貨收費（但不包括收貨經紀及其港交所的收費）。若客戶選擇提取股票證書，英明將豁免英明的提貨收費，但仍會收取港交所的提貨收費（若客戶戶口內的現金不足支付港交所的提貨收費，英明會沽出客戶證券以支付相關費用），股票證書將會直接郵寄至客戶結單上的地址（如客戶地址有變，請盡快電郵至csphoenix@phoenixcap.com 聯絡英明作出更新）。

Starting from 9 March, client is required to send us an email via csphoenix@phoenixcap.com and contact your Account Executive to place SI or ISI withdrawal instruction. Phoenix will waive our withdrawal fees collected by us and HKEX, but clients have to pay for the fees charged by the receiving brokers. If client chooses scrip withdrawal, Phoenix will waive our withdrawal fee, but HKEX fees are payable by you (if there is insufficient fund to pay the HKEX fees, Phoenix will sell part of your portfolio). The share certificate will be mailed to the address printed on your statement (if there is any address change, you should notify us via csphoenix@phoenixcap.com for update).

在4月8日仍然未提出的證券，英明會作出以下安排：

For securities that are not withdrawn on 8 April, Phoenix will take the following actions:

可以提取股票證書的證券，英明會為客戶提取現貨，英明將豁免英明的提貨收費，但仍會收取港交所的提貨收費（若客戶戶口內的現金不足支付港交所的提貨收費，英明會沽出客戶證券以支付相關費用），股票證書將會直接郵寄至客戶結單上的地址。

For securities that can be in scrip form, Phoenix will withdraw such securities in physical certificates. Phoenix will waive our withdrawal fee, but HKEX fees are payable by you (if there is insufficient fund to pay the HKEX fees. Phoenix will sell part of your portfolio). The share certificate will be mailed to the address printed on your statement.

客戶的現金結餘:

Client cash balances:

由4月9日起，英明會逐一將全數存入客戶指定的銀行戶口。

Starting from 9 April, clients will have the balances deposited at your bank accounts.

英明客戶若對以上資訊有任何疑問，可電郵至csphoenix@phoenixcap.com 查詢。

If any Phoenix client has any query about the above information, you can seek our help by email to csphoenix@phoenixcap.com.

此致

英明證券有限公司

Phoenix Capital Securities Limited